Grove Regulatory Consultancy Limited

About us

Pragmatic regulatory risk and governance advice and support for financial services firms, applicants, regulators, IFCs and Ministries.
Over 25 years specialising in regulation and compliance across four international financial centres, namely DIFC, QFC, ADGM and AIFC

Company Hilights

20+ years focused on the introduction and development of regulation in new IFCs. Regulator engagements in Central Asia. Advisory mandates on new IFCs in Africa. Authorisations expert, involved in ground-breaking authorisations in four jurisdictions, both as regulator and as consultant

Key persons

Stephen Cemm

Managing Partner

Services

  • Advisory
    • Governance, Risk and Compliance Advice
    • Board Advisory
    • Internal Risk and control framework review
    • Applications for waivers and modifications
    • Board Briefings and Induction Training
  • IFC Establishment, Regulator Development
    • Advice on centre and regulator development
    • Development of regulatory framework and objectives to international standards
    • Advice on structure, controls, policy, development of procedures
    • Training
  • Authorisation Support
    • Guidance throughout the application process
    • Review and development of: regulatory business plans; governance, risk and compliance frameworks
    • Policies and procedures.

Contact information

Astana