Grove Regulatory Consultancy Limited
ABOUT US
Pragmatic regulatory risk and governance advice and support for financial services firms, applicants, regulators, IFCs and Ministries.
Over 25 years specialising in regulation and compliance across four international financial centres, namely DIFC, QFC, ADGM and AIFC
COMPANY HIGHLIGHTS
20+ years focused on the introduction and development of regulation in new IFCs. Regulator engagements in Central Asia. Advisory mandates on new IFCs in Africa. Authorisations expert, involved in ground-breaking authorisations in four jurisdictions, both as regulator and as consultant
KEY PERSONS
Stephen Cemm
Managing Partner
INDUSTRIES
- Banking
- Insurance
- Islamic Finance
- Capital Markets
- Asset Management
- Funds, Private Wealth
- Capital Markets
- Asset Management
- Funds, Private Wealth
- Crowdfunding
- P2P
- Fintech
SERVICES
Advisory
- Governance, Risk and Compliance Advice.
- Board Advisory
- Internal Risk and control framework review.
- Applications for waivers and modifications.
- Board Briefings and Induction Training
Authorisation Support
- Guidance throughout the application process.
- Review and development of: regulatory business plans; governance, risk and compliance frameworks;
- Policies and procedures.
IFC Establishment, Regulator Development
- Advice on centre and regulator development.
- Development of regulatory framework and objectives to international standards.
- Advice on structure, controls, policy, development of procedures.
- Training
AFSA LICENCES
Providing Management Consulting Services
CONTACT INFORMATION
UK
www.groveconsultancy.co.uk
s.cemm@groveconsultancy.co.uk
+44 7376 976744
Astana
55/20, Mangilik, Yel Avenue, Block C4.1, Office 254, floor 2, Nur-Sultan, Kazakhstan
